Compliance Audit (CA)

The objective of the compliance audit is to determine if the organization follows determined regulations and to what degree if doing it.

• Audit Planning: Study of the organization, its internal control system and the Applicable Regulation Investigation results to determine the nature of test instruments, sampling and methods to be used in the audit.
• Compliance Assessment: Application of remote investigation instruments to evaluate the compliance level, if any, to the identified regulations. The process takes into account the regulation classification in this order:1 Pertinence
  2 Scope
  3 Types
• Compliance Recommendations: The deliverable is a complete report, easy to read and follow, with feasible recommendations that will support client’s decision making process for achieving compliance on critical regulations
• Total Duration: Depends on client size and location(s)